Job Description

This range is provided by Larson Maddox. Your actual pay will be based on your skills and experience talk with your recruiter to learn more.

Base pay range

$150,000.00/yr - $200,000.00/yr

Senior Vice President, Head of US Regulatory Recruitment

A growing, dynamic and rapidly-expanding venture capital firm headquartered in Chicago, focused on investing in transformative startups across technology industry, is seeking a Deputy Chief Compliance Officer (DCCO) to join their team in a newly created position. The role will report to the current Chief Compliance Officer and Senior Counsel in order to focus on the majority of the regulatory requirements and day-to-day management of the compliance program. Experience with investment advisory compliance requirements is essential, and 1940 Investment Company Act compliance is a plus.

Key Responsibilities

• Assist in the development, implementation, and monitoring of the firm\'s compliance program.
• Conduct periodic risk assessments and compliance reviews.
• Oversee regulatory filings and ensure timely and accurate reporting.
• Provide guidance on SEC and other regulatory requirements affecting private funds and venture capital operations.
• Collaborate with legal, finance, and operations teams to ensure integrated compliance practices.
• Lead training initiatives to promote compliance awareness across the firm.
• Monitor changes in regulations and industry best practices, and advise leadership accordingly.
• Support due diligence and onboarding of new investments and fund structures.

Qualifications

• 5-10 years of experience in compliance, legal, or regulatory roles within financial services, preferably in venture capital, private equity, or asset management.
• Strong understanding of SEC regulations, particularly those applicable to private funds.
• Proven ability to manage complex compliance issues and communicate effectively with senior leadership.
• Exceptional organizational skills and attention to detail.
• JD or other relevant certifications a plus but not required.

Seniority level

• Executive

Employment type

• Full-time

Job function

• General Business, Legal, and Management

Industries

• Financial Services, Investment Management, and Venture Capital and Private Equity Principals

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